Bundle catalog

Source-aware compliance bundle for 340B Drug Pricing Program Compliance applicability, evidence collection, source inspection, and review-ready decision support.

Solves: Route 340B Drug Pricing Program Compliance work to the right source category and evidence set.; Separate verified source facts, user-provided facts, assumptions, and missing evidence.

Source-aware compliance bundle for Alberta PIPA Breach Notification Regime (PIPA ss. 34.1, 37.1; PIPA Regulation ss. 19, 19.1) applicability, evidence collection, source inspection, and review-ready decision support.

Solves: Route Alberta PIPA Breach Notification Regime (PIPA ss. 34.1, 37.1; PIPA Regulation ss. 19, 19.1) work to the right source category and evidence set.; Separate verified source facts, user-provided facts, assumptions, and missing evidence.

Source-aware compliance bundle for Personal Information Protection Act (Alberta) - Core Obligations applicability, evidence collection, source inspection, and review-ready decision support.

Solves: Route Personal Information Protection Act (Alberta) - Core Obligations work to the right source category and evidence set.; Separate verified source facts, user-provided facts, assumptions, and missing evidence.

Source-aware compliance bundle for ACA Applicable Large Employer Information Reporting applicability, evidence collection, source inspection, and review-ready decision support.

Solves: Route ACA Applicable Large Employer Information Reporting work to the right source category and evidence set.; Separate verified source facts, user-provided facts, assumptions, and missing evidence.

Source-aware compliance hub for Americans with Disabilities Act Title III public accommodation and digital accessibility questions.

Solves: Triage ADA Title III and digital accessibility questions without inventing legal conclusions.; Separate DOJ source facts, W3C/WAI technical-standard facts, user-provided accessibility evidence, assumptions, and missing verification.

Source-aware compliance bundle for Regulatory Capital Reporting - Advanced Approaches (FFIEC 101) applicability, evidence collection, source inspection, and review-ready decision support.

Solves: Route Regulatory Capital Reporting - Advanced Approaches (FFIEC 101) work to the right source category and evidence set.; Separate verified source facts, user-provided facts, assumptions, and missing evidence.

Source-aware compliance bundle for Investment Adviser Books and Records Rule applicability, evidence collection, source inspection, and review-ready decision support.

Solves: Route Investment Adviser Books and Records Rule work to the right source category and evidence set.; Separate verified source facts, user-provided facts, assumptions, and missing evidence.

Source-aware compliance bundle for Investment Adviser Brochure Delivery (Form ADV Part 2) applicability, evidence collection, source inspection, and review-ready decision support.

Solves: Route Investment Adviser Brochure Delivery (Form ADV Part 2) work to the right source category and evidence set.; Separate verified source facts, user-provided facts, assumptions, and missing evidence.

Source-aware compliance bundle for Investment Adviser Business Continuity & Succession Planning applicability, evidence collection, source inspection, and review-ready decision support.

Solves: Route Investment Adviser Business Continuity & Succession Planning work to the right source category and evidence set.; Separate verified source facts, user-provided facts, assumptions, and missing evidence.

Source-aware compliance bundle for Investment Adviser Code of Ethics (Rule 204A-1) applicability, evidence collection, source inspection, and review-ready decision support.

Solves: Route Investment Adviser Code of Ethics (Rule 204A-1) work to the right source category and evidence set.; Separate verified source facts, user-provided facts, assumptions, and missing evidence.

Source-aware compliance bundle for Investment Adviser Compliance Program (Rule 206(4)-7) applicability, evidence collection, source inspection, and review-ready decision support.

Solves: Route Investment Adviser Compliance Program (Rule 206(4)-7) work to the right source category and evidence set.; Separate verified source facts, user-provided facts, assumptions, and missing evidence.

Source-aware compliance bundle for Advisory Contract & Performance Fee Requirements (NASAA) applicability, evidence collection, source inspection, and review-ready decision support.

Solves: Route Advisory Contract & Performance Fee Requirements (NASAA) work to the right source category and evidence set.; Separate verified source facts, user-provided facts, assumptions, and missing evidence.

Source-aware compliance bundle for Investment Adviser Custody Rule applicability, evidence collection, source inspection, and review-ready decision support.

Solves: Route Investment Adviser Custody Rule work to the right source category and evidence set.; Separate verified source facts, user-provided facts, assumptions, and missing evidence.

Source-aware compliance bundle for Investment Adviser Cybersecurity Policies (NASAA) applicability, evidence collection, source inspection, and review-ready decision support.

Solves: Route Investment Adviser Cybersecurity Policies (NASAA) work to the right source category and evidence set.; Separate verified source facts, user-provided facts, assumptions, and missing evidence.

Source-aware compliance bundle for Unethical/Prohibited Business Practices of Advisers and IARs (NASAA) applicability, evidence collection, source inspection, and review-ready decision support.

Solves: Route Unethical/Prohibited Business Practices of Advisers and IARs (NASAA) work to the right source category and evidence set.; Separate verified source facts, user-provided facts, assumptions, and missing evidence.

Source-aware compliance bundle for Investment Adviser Marketing Rule (Rule 206(4)-1) applicability, evidence collection, source inspection, and review-ready decision support.

Solves: Route Investment Adviser Marketing Rule (Rule 206(4)-1) work to the right source category and evidence set.; Separate verified source facts, user-provided facts, assumptions, and missing evidence.

Source-aware compliance bundle for State Adviser Minimum Financial Requirements & Bonding applicability, evidence collection, source inspection, and review-ready decision support.

Solves: Route State Adviser Minimum Financial Requirements & Bonding work to the right source category and evidence set.; Separate verified source facts, user-provided facts, assumptions, and missing evidence.

Source-aware compliance bundle for Investment Adviser Proxy Voting Rule (Rule 206(4)-6) applicability, evidence collection, source inspection, and review-ready decision support.

Solves: Route Investment Adviser Proxy Voting Rule (Rule 206(4)-6) work to the right source category and evidence set.; Separate verified source facts, user-provided facts, assumptions, and missing evidence.

Source-aware compliance bundle for Annual Audited Financial Reports (Rule 17a-5 Part III) applicability, evidence collection, source inspection, and review-ready decision support.

Solves: Route Annual Audited Financial Reports (Rule 17a-5 Part III) work to the right source category and evidence set.; Separate verified source facts, user-provided facts, assumptions, and missing evidence.

Source-aware compliance bundle for Annual Independent Audits and Reporting applicability, evidence collection, source inspection, and review-ready decision support.

Solves: Route Annual Independent Audits and Reporting work to the right source category and evidence set.; Separate verified source facts, user-provided facts, assumptions, and missing evidence.

Source-aware compliance bundle for Annual RTO Registration Charges and Fees applicability, evidence collection, source inspection, and review-ready decision support.

Solves: Route Annual RTO Registration Charges and Fees work to the right source category and evidence set.; Separate verified source facts, user-provided facts, assumptions, and missing evidence.

Source-aware compliance bundle for Federal Anti-Kickback Statute and Safe Harbors (42 CFR 1001.952) applicability, evidence collection, source inspection, and review-ready decision support.

Solves: Route Federal Anti-Kickback Statute and Safe Harbors (42 CFR 1001.952) work to the right source category and evidence set.; Separate verified source facts, user-provided facts, assumptions, and missing evidence.

Source-aware compliance bundle for Anti-Money Laundering Compliance Program applicability, evidence collection, source inspection, and review-ready decision support.

Solves: Route Anti-Money Laundering Compliance Program work to the right source category and evidence set.; Separate verified source facts, user-provided facts, assumptions, and missing evidence.

Source-aware compliance bundle for AQF Certification Documentation Issuance and Content Requirements applicability, evidence collection, source inspection, and review-ready decision support.

Solves: Route AQF Certification Documentation Issuance and Content Requirements work to the right source category and evidence set.; Separate verified source facts, user-provided facts, assumptions, and missing evidence.